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Andrew Christopher Small

RBC CAPITAL MARKETS, LLC·NEW YORK, New York
Unclaimed Profile
200 VESEY ST., NEW YORK, NY 10281CRD# 3068715Firm CRD# 31194
01

About

Andrew Christopher Small is a registered financial advisor based in NEW YORK, New York, affiliated with RBC CAPITAL MARKETS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
RBC CAPITAL MARKETS, LLC
RBC CAPITAL MARKETS, LLC
AUM
$201.3B
Regulatory assets under management
Employees
8204
Total firm employees
View all advisors at RBC CAPITAL MARKETS, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 3068715
Firm CRD# 31194
10 disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Andrew Christopher Small offer?
Andrew Christopher Small specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in NEW YORK, New York for a consultation.
What are Andrew Christopher Small's credentials?
Andrew Christopher Small is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Christopher Small located?
Andrew Christopher Small is based in NEW YORK, New York, working with RBC CAPITAL MARKETS, LLC. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.
How does Andrew Christopher Small charge for services?
Andrew Christopher Small's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RBC CAPITAL MARKETS, LLC?
RBC CAPITAL MARKETS, LLC has approximately 8204 employees and manages $201.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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