Unclaimed Profile

Amy Nmn Wong

BREGAL INVESTMENTS, INC.·NEW YORK, New York

Clean recordBREGAL INVESTMENTS, INC.

200 PARK AVENUE, NEW YORK, NY 10166CRD# 2724027Firm CRD# 285006

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Amy Nmn Wong · NEW YORK, NY

Registration

CRD #2724027 · BREGAL INVESTMENTS, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Amy Nmn Wong is a registered financial advisor based in NEW YORK, New York, affiliated with BREGAL INVESTMENTS, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

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Firm Overview

Firm

BREGAL INVESTMENTS, INC.

AUM

$25.8B

Regulatory assets under management

Employees

Total firm employees

View all advisors at BREGAL INVESTMENTS, INC. →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Other: REIMBURSEMENT OF EXPENSES ON A COST PLUS BASIS

Regulatory

SEC/IARD CRD# 2724027

Firm CRD# 285006

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Amy Nmn Wong offer?

Amy Nmn Wong specializes in Retirement Planning. Contact their office in NEW YORK, New York for a consultation.

What are Amy Nmn Wong's credentials?

Amy Nmn Wong is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Amy Nmn Wong located?

Amy Nmn Wong is based in NEW YORK, New York, working with BREGAL INVESTMENTS, INC.. Their office serves clients in the NEW YORK metropolitan area and surrounding communities.

How does Amy Nmn Wong charge for services?

Amy Nmn Wong's firm is compensated through percentage of aum, performance-based fees, other: reimbursement of expenses on a cost plus basis. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BREGAL INVESTMENTS, INC.?

BREGAL INVESTMENTS, INC. has approximately 96 employees and manages $25.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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