BREGAL INVESTMENTS, INC.

NEW YORK, New York·9 registered advisors·CRD# 285006
SEC# 801-1086492212-704-3000
01

Firm Overview

AUM
$25.8B
Regulatory assets under management
Employees
96
Total firm employees
Advisors
9
Registered representatives
02

Services & Fees

Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
Other: REIMBURSEMENT OF EXPENSES ON A COST PLUS BASIS
03

Specialties

Retirement Planning
04

Advisors at BREGAL INVESTMENTS, INC.

9 registered advisors
Alain Nmn Carrier
NEW YORK, New York
Amy Nmn Wong
NEW YORK, New York
Dwight Nicholas Cupit
NEW YORK, New York
Kevin John Richardson
NEW YORK, New York
Michelle Suzanne Riley
NEW YORK, New York
Quentin Josse Vandoosselaere
NEW YORK, New York
Ronald Bruce Fishman
NEW YORK, New York
Ryan T. Selwood
NEW YORK, New York
Steven Davis Black
NEW YORK, New York
05

Office Locations

NEW YORK, New York
9 advisors

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Data sourced from SEC Form ADV filings. BREGAL INVESTMENTS, INC. (CRD# 285006) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.