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Daniel Peter Carroll

PROXIMA CAPITAL MANAGEMENT, LLC·NEW YORK CITY, New York
Unclaimed Profile
845 THIRD AVENUE, NEW YORK CITY, NY 10022CRD# 5059393Firm CRD# 133043
01

About

Daniel Peter Carroll is a registered financial advisor based in NEW YORK CITY, New York, affiliated with PROXIMA CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
PROXIMA CAPITAL MANAGEMENT, LLC
PROXIMA CAPITAL MANAGEMENT, LLC
AUM
$186M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at PROXIMA CAPITAL MANAGEMENT, LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 5059393
Firm CRD# 133043
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Daniel Peter Carroll offer?
Daniel Peter Carroll specializes in Retirement Planning. Contact their office in NEW YORK CITY, New York for a consultation.
What are Daniel Peter Carroll's credentials?
Daniel Peter Carroll is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Daniel Peter Carroll located?
Daniel Peter Carroll is based in NEW YORK CITY, New York, working with PROXIMA CAPITAL MANAGEMENT, LLC. Their office serves clients in the NEW YORK CITY metropolitan area and surrounding communities.
How does Daniel Peter Carroll charge for services?
Daniel Peter Carroll's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROXIMA CAPITAL MANAGEMENT, LLC?
PROXIMA CAPITAL MANAGEMENT, LLC has approximately 4 employees and manages $186M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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