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PROXIMA CAPITAL MANAGEMENT, LLC
PROXIMA CAPITAL MANAGEMENT, LLC
NEW YORK CITY, New York
·
4 registered advisors
·
CRD# 133043
SEC# 801-67912
0
212-897-5717
01
Firm Overview
AUM
$186M
Regulatory assets under management
Employees
4
Total firm employees
Advisors
4
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
04
Advisors at PROXIMA CAPITAL MANAGEMENT, LLC
4 registered advisors
Daniel Peter Carroll
NEW YORK CITY, New York
CRD# 5059393
Phuc (vince) Tran
NEW YORK CITY, New York
CRD# 6162815
Sohail Shahrasebi
NEW YORK CITY, New York
CRD# 6172139
Youlia K Rowland
NEW YORK CITY, New York
CRD# 3110628
05
Office Locations
NEW YORK CITY, New York
4 advisors
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Data sourced from SEC Form ADV filings. PROXIMA CAPITAL MANAGEMENT, LLC (CRD# 133043) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.