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Brett Steven Director

EMPERY ASSET MANAGEMENT, LP·NEW YORK CITY, New York
Clean recordEMPERY ASSET MANAGEMENT, LP
ONE ROCKEFELLER PLAZA, NEW YORK CITY, NY 10020CRD# 7353236Firm CRD# 148180

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brett Steven Director · NEW YORK CITY, NY
Registration
CRD #7353236 · EMPERY ASSET MANAGEMENT, LP
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Brett Steven Director is a registered financial advisor based in NEW YORK CITY, New York, affiliated with EMPERY ASSET MANAGEMENT, LP. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
EMPERY ASSET MANAGEMENT, LP
EMPERY ASSET MANAGEMENT, LP
AUM
$137M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at EMPERY ASSET MANAGEMENT, LP →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 7353236
Firm CRD# 148180
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Brett Steven Director offer?
Brett Steven Director specializes in Retirement Planning. Contact their office in NEW YORK CITY, New York for a consultation.
What are Brett Steven Director's credentials?
Brett Steven Director is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brett Steven Director located?
Brett Steven Director is based in NEW YORK CITY, New York, working with EMPERY ASSET MANAGEMENT, LP. Their office serves clients in the NEW YORK CITY metropolitan area and surrounding communities.
How does Brett Steven Director charge for services?
Brett Steven Director's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is EMPERY ASSET MANAGEMENT, LP?
EMPERY ASSET MANAGEMENT, LP has approximately 6 employees and manages $137M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Martin D. Hoe
NEW YORK CITY, NY
Ryan Matthew Lane
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