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Janet Nelson Griffith

M. GRIFFITH INVESTMENT SERVICES, INC.·NEW HARTFORD, New York
Clean recordM. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH RD, NEW HARTFORD, NY 13413-0895CRD# 6886551Firm CRD# 2078

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Janet Nelson Griffith · NEW HARTFORD, NY
Registration
CRD #6886551 · M. GRIFFITH INVESTMENT SERVICES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Janet Nelson Griffith is a registered financial advisor based in NEW HARTFORD, New York, affiliated with M. GRIFFITH INVESTMENT SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
M. GRIFFITH INVESTMENT SERVICES, INC.
M. GRIFFITH INVESTMENT SERVICES, INC.
AUM
$1.5B
Regulatory assets under management
Employees
21
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: REVENUE SHARING MARGIN INTEREST, CASH BALANCES AND HANDLING FEES
Regulatory
SEC/IARD CRD# 6886551
Firm CRD# 2078
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05

Frequently Asked Questions

What services does Janet Nelson Griffith offer?
Janet Nelson Griffith specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in NEW HARTFORD, New York for a consultation.
What are Janet Nelson Griffith's credentials?
Janet Nelson Griffith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Janet Nelson Griffith located?
Janet Nelson Griffith is based in NEW HARTFORD, New York, working with M. GRIFFITH INVESTMENT SERVICES, INC.. Their office serves clients in the NEW HARTFORD metropolitan area and surrounding communities.
How does Janet Nelson Griffith charge for services?
Janet Nelson Griffith's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing margin interest, cash balances and handling fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is M. GRIFFITH INVESTMENT SERVICES, INC.?
M. GRIFFITH INVESTMENT SERVICES, INC. has approximately 21 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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