Unclaimed Profile

Mary Lourdes Gurtowski

M. GRIFFITH INVESTMENT SERVICES, INC.·NEW HARTFORD, New York

SIE, Series 7, Series 66Clean record11 years registeredM. GRIFFITH INVESTMENT SERVICES, INC.

555 FRENCH RD, NEW HARTFORD, NY 13413-0895CRD# 4649655Firm CRD# 2078

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Lourdes Gurtowski · NEW HARTFORD, NY

Registration

CRD #4649655 · M. GRIFFITH INVESTMENT SERVICES, INC. · 11 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: M. GRIFFITH INVESTMENT SERVICES, INC.

CADARET GRANT & CO INC

Mar 2021 – Apr 2021

LITTLE FALLS, NY

ROBERT W. BAIRD & CO. INCORPORATED

Dec 2018 – Dec 2020

New Hartford, NY

M. GRIFFITH INVESTMENT SERVICES, INC.

Jan 2015 – Dec 2018

NEW HARTFORD, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · January 30, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

M. GRIFFITH INVESTMENT SERVICES, INC.

CRD 2078 · SEC 801-64649

AUM

$1.5B

Regulatory assets under management

Employees

2,931 client accounts

Services offered by M. GRIFFITH INVESTMENT SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at M. GRIFFITH INVESTMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Mary Lourdes Gurtowski offer?

Mary Lourdes Gurtowski specializes in Financial Planning, Investment Management, Wealth Management.

What are Mary Lourdes Gurtowski's credentials?

Mary Lourdes Gurtowski is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Lourdes Gurtowski located?

Mary Lourdes Gurtowski is based in NEW HARTFORD, New York, last registered with M. GRIFFITH INVESTMENT SERVICES, INC..

How does Mary Lourdes Gurtowski charge for services?

Mary Lourdes Gurtowski's firm is compensated through percentage of aum, hourly charges, subscription fees, other: revenue sharing margin interest, cash balances and handling fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is M. GRIFFITH INVESTMENT SERVICES, INC.?

M. GRIFFITH INVESTMENT SERVICES, INC. has approximately 21 employees and manages $1.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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