AdvisorOS Directory
Claim Profile
SR

Sean Peter Rooney

PROSPECT FINANCIAL SERVICES LLC·MELVILLE, New York
Unclaimed Profile
445 BROAD HOLLOW ROAD, MELVILLE, NY 11747CRD# 2635431Firm CRD# 314154
01

About

Sean Peter Rooney is a registered financial advisor based in MELVILLE, New York, affiliated with PROSPECT FINANCIAL SERVICES LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
PROSPECT FINANCIAL SERVICES LLC
PROSPECT FINANCIAL SERVICES LLC
AUM
$301M
Regulatory assets under management
Employees
11
Total firm employees
View all advisors at PROSPECT FINANCIAL SERVICES LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 2635431
Firm CRD# 314154
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in MELVILLE?

Browse all registered financial advisors in MELVILLE, New York or claim this profile if it's yours.

Browse MELVILLE AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Sean Peter Rooney offer?
Sean Peter Rooney specializes in Financial Planning, Investment Management. Contact their office in MELVILLE, New York for a consultation.
What are Sean Peter Rooney's credentials?
Sean Peter Rooney is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sean Peter Rooney located?
Sean Peter Rooney is based in MELVILLE, New York, working with PROSPECT FINANCIAL SERVICES LLC. Their office serves clients in the MELVILLE metropolitan area and surrounding communities.
How does Sean Peter Rooney charge for services?
Sean Peter Rooney's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPECT FINANCIAL SERVICES LLC?
PROSPECT FINANCIAL SERVICES LLC has approximately 11 employees and manages $301M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in MELVILLE
Michael J Del Priore — GM ADVISORY GROUP, LLCJoyce Ann Streithorst — FRISCH FINANCIAL GROUP, INC.Roger T Ciacco — PIVOTAL PLANNING GROUP, LLCJay L Nathan — PROSPECT FINANCIAL SERVICES LLCMichael Anthony Lamena — GM ADVISORY GROUP, LLC
Nearby cities in New York
NEW YORK (19803)ROCHESTER (219)WHITE PLAINS (203)PURCHASE (160)SYRACUSE (160)
City Guides
NEW YORK GuideROCHESTER GuideWHITE PLAINS GuidePURCHASE GuideSYRACUSE Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile