PROSPECT FINANCIAL SERVICES LLC

MELVILLE, New York·4 registered advisors·CRD# 314154
SEC# 801-1221931631-424-5218
01

Firm Overview

AUM
$301M
Regulatory assets under management
Employees
11
Total firm employees
Advisors
4
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Subscription fees
03

Specialties

Financial PlanningInvestment Management
04

Advisors at PROSPECT FINANCIAL SERVICES LLC

4 registered advisors
Anthony Carmine Sgueglia
MELVILLE, New York
Jay L Nathan
MELVILLE, New York
Michael Frances Fairbrother
MELVILLE, New York
Sean Peter Rooney
MELVILLE, New York
05

Office Locations

MELVILLE, New York
4 advisors

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Data sourced from SEC Form ADV filings. PROSPECT FINANCIAL SERVICES LLC (CRD# 314154) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.