AdvisorOS Directory
Claim Profile
Unclaimed Profile
KW

Keith D Weiss

WEISS FINANCIAL GROUP LLC·MAHOPAC, New York
Series 7, Series 66Clean record17 years registeredWEISS FINANCIAL GROUP LLC
704 ROUTE 6, MAHOPAC, NY 10541CRD# 5280763Firm CRD# 159331

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Keith D Weiss · MAHOPAC, NY
Registration
CRD #5280763 · WEISS FINANCIAL GROUP LLC · 17 years registered
Brand Profile
Not yet started
01

Career History

WEISS FINANCIAL GROUP LLC
Jan 2012 – present
ASSET & FINANCIAL PLANNING, LTD
Jan 2009 – Jan 2012
MAHOPAC, NY
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 66
Registration record
First registered · January 21, 2009
Years registered · 17
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WEISS FINANCIAL GROUP LLC
CRD 159331 · SEC 801-72871
AUM
$68M
Regulatory assets under management
Employees
2
249 client accounts
Services offered by WEISS FINANCIAL GROUP LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WEISS FINANCIAL GROUP LLC →
Introduction

Speak with Keith

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Keith is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MAHOPAC?

Browse all registered financial advisors in MAHOPAC, New York or claim this profile if it's yours.

Browse MAHOPAC AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Keith D Weiss offer?
Keith D Weiss specializes in Financial Planning, Investment Management. Contact their office in MAHOPAC, New York for a consultation.
What are Keith D Weiss's credentials?
Keith D Weiss is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Keith D Weiss located?
Keith D Weiss is based in MAHOPAC, New York, working with WEISS FINANCIAL GROUP LLC. Their office serves clients in the MAHOPAC metropolitan area and surrounding communities.
How does Keith D Weiss charge for services?
Keith D Weiss's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WEISS FINANCIAL GROUP LLC?
WEISS FINANCIAL GROUP LLC has approximately 2 employees and manages $68M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at WEISS FINANCIAL GROUP LLC

Scott G Weiss
MAHOPAC, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
City Guides
NEW YORK GuideROCHESTER GuidePURCHASE GuideSYRACUSE GuideALBANY Guide
Research
Advisor Fees in New YorkNational Fee Analysis
Request removal of this profile