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Thomas Michael Santabarbara

DIRECT ADVISORS, LLC·LATHAM, New York
Unclaimed Profile
14 PLAZA DRIVE, LATHAM, NY 12110CRD# 1059895Firm CRD# 141515
01

About

Thomas Michael Santabarbara is a registered financial advisor based in LATHAM, New York, affiliated with DIRECT ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Client type data will be added during profile enrichment.

03

Firm Overview

Firm
DIRECT ADVISORS, LLC
DIRECT ADVISORS, LLC
AUM
$618M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at DIRECT ADVISORS, LLC →
Services
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Subscription fees
Other: BASE FEE OR MINIMUM FEE
Regulatory
SEC/IARD CRD# 1059895
Firm CRD# 141515
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas Michael Santabarbara offer?
Thomas Michael Santabarbara is a registered financial advisor in LATHAM, New York. Contact their office for details on services offered.
What are Thomas Michael Santabarbara's credentials?
Thomas Michael Santabarbara is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Santabarbara located?
Thomas Michael Santabarbara is based in LATHAM, New York, working with DIRECT ADVISORS, LLC. Their office serves clients in the LATHAM metropolitan area and surrounding communities.
How does Thomas Michael Santabarbara charge for services?
Thomas Michael Santabarbara's firm is compensated through percentage of aum, subscription fees, other: base fee or minimum fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DIRECT ADVISORS, LLC?
DIRECT ADVISORS, LLC has approximately 6 employees and manages $618M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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