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Thomas Michael Santabarbara

DIRECT ADVISORS, LLC·LATHAM, New York
Series 6, Series 7, Series 22, Series 63, Series 65Clean record5 years registeredDIRECT ADVISORS, LLC
14 PLAZA DRIVE, LATHAM, NY 12110CRD# 1059895Firm CRD# 141515

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Michael Santabarbara · LATHAM, NY
Registration
CRD #1059895 · DIRECT ADVISORS, LLC · 5 years registered
Brand Profile
Not yet started
01

Career History

GLOBAL RETIREMENT PARTNERS LLC
Aug 2022 – present
DIRECT ADVISORS, LLC
Aug 2021 – Dec 2022
LATHAM, NY
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 22
Series 63
Series 65
Registration record
First registered · August 5, 2021
Years registered · 5
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
DIRECT ADVISORS, LLC
CRD 141515 · SEC 801-67248
AUM
$618M
Regulatory assets under management
Employees
6
60 client accounts
Services offered by DIRECT ADVISORS, LLC
Per Form ADV
Publication of periodicals/newsletters
View all advisors at DIRECT ADVISORS, LLC →
Introduction

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05

Frequently Asked Questions

What services does Thomas Michael Santabarbara offer?
Thomas Michael Santabarbara is a registered financial advisor in LATHAM, New York. Contact their office for details on services offered.
What are Thomas Michael Santabarbara's credentials?
Thomas Michael Santabarbara is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Michael Santabarbara located?
Thomas Michael Santabarbara is based in LATHAM, New York, working with DIRECT ADVISORS, LLC. Their office serves clients in the LATHAM metropolitan area and surrounding communities.
How does Thomas Michael Santabarbara charge for services?
Thomas Michael Santabarbara's firm is compensated through percentage of aum, subscription fees, other: base fee or minimum fee. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DIRECT ADVISORS, LLC?
DIRECT ADVISORS, LLC has approximately 6 employees and manages $618M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Jeffrey Scott Bennett
LATHAM, NY

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