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Thomas James Brown

BROWN FINANCIAL MANAGEMENT GROUP, LLC·LATHAM, New York
Clean recordBROWN FINANCIAL MANAGEMENT GROUP, LLC
950 NEW LOUDON ROAD, LATHAM, NY 12110CRD# 1614783Firm CRD# 282501

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas James Brown · LATHAM, NY
Registration
CRD #1614783 · BROWN FINANCIAL MANAGEMENT GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Thomas James Brown is a registered financial advisor based in LATHAM, New York, affiliated with BROWN FINANCIAL MANAGEMENT GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
BROWN FINANCIAL MANAGEMENT GROUP, LLC
BROWN FINANCIAL MANAGEMENT GROUP, LLC
AUM
$46M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at BROWN FINANCIAL MANAGEMENT GROUP, LLC →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1614783
Firm CRD# 282501
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Thomas James Brown offer?
Thomas James Brown specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in LATHAM, New York for a consultation.
What are Thomas James Brown's credentials?
Thomas James Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas James Brown located?
Thomas James Brown is based in LATHAM, New York, working with BROWN FINANCIAL MANAGEMENT GROUP, LLC. Their office serves clients in the LATHAM metropolitan area and surrounding communities.
How does Thomas James Brown charge for services?
Thomas James Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BROWN FINANCIAL MANAGEMENT GROUP, LLC?
BROWN FINANCIAL MANAGEMENT GROUP, LLC has approximately 2 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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