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John Edward Haugh

HYJC CAPITAL OF WNY, LLC·LAKEVILLE, New York
SIE, Series 7, Series 63CFPClean record12 years registeredHYJC CAPITAL OF WNY, LLC
5989 BIG TREE RD, LAKEVILLE, NY 14480CRD# 2802866Firm CRD# 325574

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Edward Haugh · LAKEVILLE, NY
Registration
CRD #2802866 · HYJC CAPITAL OF WNY, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

Mar 2023present
Aug 2021Mar 2023
ROCHESTER, NY
Aug 2021May 2023
LAKEVILLE, NY
Oct 2013Dec 2019
LAKEVILLE, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Registration record
First registered · October 16, 2013
Years registered · 12
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HYJC CAPITAL OF WNY, LLC
CRD 325574 · SEC 801-129355
AUM
$42M
Regulatory assets under management
Employees
2
209 client accounts
Services offered by HYJC CAPITAL OF WNY, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Introduction

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05

Frequently Asked Questions

What services does John Edward Haugh offer?
John Edward Haugh specializes in Financial Planning, Investment Management. Contact their office in LAKEVILLE, New York for a consultation.
What are John Edward Haugh's credentials?
John Edward Haugh holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is John Edward Haugh located?
John Edward Haugh is based in LAKEVILLE, New York, working with HYJC CAPITAL OF WNY, LLC. Their office serves clients in the LAKEVILLE metropolitan area and surrounding communities.
How does John Edward Haugh charge for services?
John Edward Haugh's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HYJC CAPITAL OF WNY, LLC?
HYJC CAPITAL OF WNY, LLC has approximately 2 employees and manages $42M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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