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Adam Andrew Bock

SPECTRUM GROUP MANAGEMENT LLC·HUNTINGTON, New York
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24 WEST CARVER STREET, HUNTINGTON, NY 11743CRD# 3165342Firm CRD# 157363
01

About

Adam Andrew Bock is a registered financial advisor based in HUNTINGTON, New York, affiliated with SPECTRUM GROUP MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
03

Firm Overview

Firm
SPECTRUM GROUP MANAGEMENT LLC
SPECTRUM GROUP MANAGEMENT
AUM
$177M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SPECTRUM GROUP MANAGEMENT LLC →
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 3165342
Firm CRD# 157363
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Adam Andrew Bock offer?
Adam Andrew Bock specializes in Retirement Planning. Contact their office in HUNTINGTON, New York for a consultation.
What are Adam Andrew Bock's credentials?
Adam Andrew Bock is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Adam Andrew Bock located?
Adam Andrew Bock is based in HUNTINGTON, New York, working with SPECTRUM GROUP MANAGEMENT LLC. Their office serves clients in the HUNTINGTON metropolitan area and surrounding communities.
How does Adam Andrew Bock charge for services?
Adam Andrew Bock's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRUM GROUP MANAGEMENT LLC?
SPECTRUM GROUP MANAGEMENT LLC has approximately 6 employees and manages $177M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Stephen Kent Davis — SAFE HARBOR ASSET MANAGEMENT, INC.Lawrence Steven Atinsky — ABV, LLCJeffrey Andrew Schaffer — SPECTRUM GROUP MANAGEMENT LLCJennifer Ann Brancaro — CATALYST CAPITAL ADVISORS LLCThomas C Varvaro — V&V MANAGEMENT GROUP CORPORATION
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Research
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