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Stephen Kent Davis

SAFE HARBOR ASSET MANAGEMENT, INC.·HUNTINGTON, New York
SIE, Series 6, Series 7, Series 24, Series 63Clean record26 years registeredSAFE HARBOR ASSET MANAGEMENT, INC.
167 EAST MAIN STREET, HUNTINGTON, NY 11743CRD# 1015132Firm CRD# 124787

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Kent Davis · HUNTINGTON, NY
Registration
CRD #1015132 · SAFE HARBOR ASSET MANAGEMENT, INC. · 26 years registered
Brand Profile
Not yet started
01

Career History

SAFE HARBOR ASSET MANAGEMENT, INC.
Jun 2021 – present
SAFEHARBOR ASSET MANAGEMENT
Feb 2000 – Dec 2011
HUNTINGTON, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 63
Registration record
First registered · February 18, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SAFE HARBOR ASSET MANAGEMENT, INC.
CRD 124787 · SEC 801-79634
AUM
$35M
Regulatory assets under management
Employees
4
50 client accounts
Services offered by SAFE HARBOR ASSET MANAGEMENT, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SAFE HARBOR ASSET MANAGEMENT, INC. →
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05

Frequently Asked Questions

What services does Stephen Kent Davis offer?
Stephen Kent Davis specializes in Financial Planning, Investment Management. Contact their office in HUNTINGTON, New York for a consultation.
What are Stephen Kent Davis's credentials?
Stephen Kent Davis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Kent Davis located?
Stephen Kent Davis is based in HUNTINGTON, New York, working with SAFE HARBOR ASSET MANAGEMENT, INC.. Their office serves clients in the HUNTINGTON metropolitan area and surrounding communities.
How does Stephen Kent Davis charge for services?
Stephen Kent Davis's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SAFE HARBOR ASSET MANAGEMENT, INC.?
SAFE HARBOR ASSET MANAGEMENT, INC. has approximately 4 employees and manages $35M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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