Unclaimed Profile

Lawrence Nicholas Passaretti

PPS ADVISORS, INC.·HOLBROOK, New York

SIE, Series 7, Series 24, Series 52, Series 63, Series 65, Series 6624 years registeredPPS ADVISORS, INC.

4250 VETERANS MEMORIAL HIGHWAY, HOLBROOK, NY 11741CRD# 1191641Firm CRD# 152702

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lawrence Nicholas Passaretti · HOLBROOK, NY

Registration

CRD #1191641 · PPS ADVISORS, INC. · 24 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Oct 2024 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Jan 2018 – Oct 2024

HOLBROOK, NY

PROFESSIONAL PLANNING SERVICES

Dec 2010 – Mar 2018

HOLBROOK, NY

AMERICAN PORTFOLIOS ADVISORS, INC

Feb 2010 – Dec 2010

HOLBROOK, NY

AXA ADVISORS, LLC

Aug 2002 – Feb 2010

MELVILLE, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52

Series 63

Series 65

Series 66

Registration record

First registered · August 1, 2002

Years registered · 24

Disclosure History

2018Customer Dispute·Pending

2018Regulatory·Final

2012Regulatory·Final

2011Customer Dispute·Settled

2010Customer Dispute·Settled

2008Customer Dispute·Denied

2007Customer Dispute·Denied

2003Customer Dispute·Settled

2002Customer Dispute·Closed-No Action

1999Customer Dispute·Settled

11 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PPS ADVISORS, INC.

CRD 152702 · SEC 801-71231

AUM

$363M

Regulatory assets under management

Employees

1,714 client accounts

Services offered by PPS ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PPS ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Lawrence Nicholas Passaretti offer?

Lawrence Nicholas Passaretti specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOLBROOK, New York for a consultation.

What are Lawrence Nicholas Passaretti's credentials?

Lawrence Nicholas Passaretti is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Lawrence Nicholas Passaretti located?

Lawrence Nicholas Passaretti is based in HOLBROOK, New York, working with PPS ADVISORS, INC.. Their office serves clients in the HOLBROOK metropolitan area and surrounding communities.

How does Lawrence Nicholas Passaretti charge for services?

Lawrence Nicholas Passaretti's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PPS ADVISORS, INC.?

PPS ADVISORS, INC. has approximately 18 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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