Unclaimed Profile

David Joseph Mottes

PPS ADVISORS, INC.·HOLBROOK, New York

SIE, Series 7, Series 24, Series 55, Series 57TO, Series 63, Series 6513 years registeredPPS ADVISORS, INC.

4250 VETERANS MEMORIAL HIGHWAY, HOLBROOK, NY 11741CRD# 1259215Firm CRD# 152702

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Mottes · HOLBROOK, NY

Registration

CRD #1259215 · PPS ADVISORS, INC. · 13 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Oct 2024 – present

AMERICAN PORTFOLIOS ADVISORS, INC

Jan 2018 – Oct 2024

HOLBROOK, NY

PROFESSIONAL PLANNING SERVICES

Jul 2013 – Mar 2018

HOLBROOK, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 55

Series 57TO

Series 63

Series 65

Registration record

First registered · July 11, 2013

Years registered · 13

Disclosure History

1999Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

PPS ADVISORS, INC.

CRD 152702 · SEC 801-71231

AUM

$363M

Regulatory assets under management

Employees

1,714 client accounts

Services offered by PPS ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at PPS ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does David Joseph Mottes offer?

David Joseph Mottes specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in HOLBROOK, New York for a consultation.

What are David Joseph Mottes's credentials?

David Joseph Mottes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Joseph Mottes located?

David Joseph Mottes is based in HOLBROOK, New York, working with PPS ADVISORS, INC.. Their office serves clients in the HOLBROOK metropolitan area and surrounding communities.

How does David Joseph Mottes charge for services?

David Joseph Mottes's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PPS ADVISORS, INC.?

PPS ADVISORS, INC. has approximately 18 employees and manages $363M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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