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Leo Joseph Benjamin

BENJAMIN SECURITIES, INC.·HICKSVILLE, New York
SIE, Series 28, Series 40, Series 63BENJAMIN SECURITIES, INC.
378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801CRD# 18114Firm CRD# 7754

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Leo Joseph Benjamin · HICKSVILLE, NY
Registration
CRD #18114 · BENJAMIN SECURITIES, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 28
Series 40
Series 63
02

Disclosure History

Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

03

Firm Overview

Firm
BENJAMIN SECURITIES, INC.
CRD 7754 · SEC 801-30987
AUM
$34M
Regulatory assets under management
Employees
12
100 client accounts
Services offered by BENJAMIN SECURITIES, INC.
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
Introduction

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04

Frequently Asked Questions

What services does Leo Joseph Benjamin offer?
Leo Joseph Benjamin specializes in Investment Management, Fee-Only Advisory. Contact their office in HICKSVILLE, New York for a consultation.
What are Leo Joseph Benjamin's credentials?
Leo Joseph Benjamin is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Leo Joseph Benjamin located?
Leo Joseph Benjamin is based in HICKSVILLE, New York, working with BENJAMIN SECURITIES, INC.. Their office serves clients in the HICKSVILLE metropolitan area and surrounding communities.
How does Leo Joseph Benjamin charge for services?
Leo Joseph Benjamin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BENJAMIN SECURITIES, INC.?
BENJAMIN SECURITIES, INC. has approximately 12 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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