Unclaimed Profile

William Thomas Baker

BENJAMIN SECURITIES, INC.·PENSACOLA, Florida

SIE, Series 4, Series 7, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 79, Series 99TO10 years registeredBENJAMIN SECURITIES, INC.

3 WEST GARDEN STREET, PENSACOLA, FL 32502CRD# 1804430Firm CRD# 7754

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Thomas Baker · PENSACOLA, FL

Registration

CRD #1804430 · BENJAMIN SECURITIES, INC. · 10 years registered

Brand Profile

Not yet started

Career History

BENJAMIN SECURITIES, INC.

Aug 2015 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 79

Series 99TO

Registration record

First registered · August 17, 2015

Years registered · 10

Disclosure History

2006Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BENJAMIN SECURITIES, INC.

CRD 7754 · SEC 801-30987

AUM

$34M

Regulatory assets under management

Employees

100 client accounts

Services offered by BENJAMIN SECURITIES, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BENJAMIN SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does William Thomas Baker offer?

William Thomas Baker specializes in Investment Management, Fee-Only Advisory. Contact their office in PENSACOLA, Florida for a consultation.

What are William Thomas Baker's credentials?

William Thomas Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Thomas Baker located?

William Thomas Baker is based in PENSACOLA, Florida, working with BENJAMIN SECURITIES, INC.. Their office serves clients in the PENSACOLA metropolitan area and surrounding communities.

How does William Thomas Baker charge for services?

William Thomas Baker's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BENJAMIN SECURITIES, INC.?

BENJAMIN SECURITIES, INC. has approximately 12 employees and manages $34M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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