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Rachel Lee Sloan

SLOAN ADVISORY GROUP, INC.·GLENS FALLS, New York
SIE, Series 6, Series 7, Series 24, Series 31, Series 63, Series 66CFPClean record20 years registeredSLOAN ADVISORY GROUP, INC.
237 GLEN STREET, GLENS FALLS, NY 12801CRD# 2412421Firm CRD# 284325

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Rachel Lee Sloan · GLENS FALLS, NY
Registration
CRD #2412421 · SLOAN ADVISORY GROUP, INC. · 20 years registered
Brand Profile
Not yet started
01

Career History

SLOAN ADVISORY GROUP, INC.
Jan 2017 – present
VOYA FINANCIAL ADVISORS, INC.
Jun 2010 – Aug 2016
GLENS FALLS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Nov 2005 – Apr 2009
CLIFTON PARK, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 24
Series 31
Series 63
Series 66
Registration record
First registered · November 11, 2005
Years registered · 20
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SLOAN ADVISORY GROUP, INC.
CRD 284325 · SEC 801-108115
AUM
$51M
Regulatory assets under management
Employees
1
126 client accounts
Services offered by SLOAN ADVISORY GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at SLOAN ADVISORY GROUP, INC. →
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05

Frequently Asked Questions

What services does Rachel Lee Sloan offer?
Rachel Lee Sloan specializes in Financial Planning, Investment Management. Contact their office in GLENS FALLS, New York for a consultation.
What are Rachel Lee Sloan's credentials?
Rachel Lee Sloan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Rachel Lee Sloan located?
Rachel Lee Sloan is based in GLENS FALLS, New York, working with SLOAN ADVISORY GROUP, INC.. Their office serves clients in the GLENS FALLS metropolitan area and surrounding communities.
How does Rachel Lee Sloan charge for services?
Rachel Lee Sloan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SLOAN ADVISORY GROUP, INC.?
SLOAN ADVISORY GROUP, INC. has approximately 1 employees and manages $51M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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