Unclaimed Profile

Michael John Finnan

FIRST AMERICAN ASSET ADVISORY, LLC.·GARDEN CITY, New York

SIE, Series 7, Series 14, Series 24, Series 63, Series 65, Series 99TO7 years registeredFIRST AMERICAN ASSET ADVISORY, LLC.

59 HILTON AVENUE, SUITE 101, GARDEN CITY, NY 11530CRD# 2311960Firm CRD# 282254

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Finnan · GARDEN CITY, NY

Registration

CRD #2311960 · FIRST AMERICAN ASSET ADVISORY, LLC. · 7 years registered

Brand Profile

Not yet started

Career History

FIRST AMERICAN ASSET ADVISORY, LLC

Jan 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 14

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · January 17, 2019

Years registered · 7

Disclosure History

2011Customer Dispute·Award / Judgment

2005Customer Dispute·Award / Judgment

2002Customer Dispute·Settled

1999Customer Dispute·Award / Judgment

1999Customer Dispute·Settled

1994Customer Dispute·Award / Judgment

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIRST AMERICAN ASSET ADVISORY, LLC.

CRD 282254 · SEC 801-126067

AUM

$100M

Regulatory assets under management

Employees

172 client accounts

Services offered by FIRST AMERICAN ASSET ADVISORY, LLC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FIRST AMERICAN ASSET ADVISORY, LLC. →

Introduction

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Frequently Asked Questions

What services does Michael John Finnan offer?

Michael John Finnan specializes in Investment Management, Wealth Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Michael John Finnan's credentials?

Michael John Finnan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Finnan located?

Michael John Finnan is based in GARDEN CITY, New York, working with FIRST AMERICAN ASSET ADVISORY, LLC.. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Michael John Finnan charge for services?

Michael John Finnan's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FIRST AMERICAN ASSET ADVISORY, LLC.?

FIRST AMERICAN ASSET ADVISORY, LLC. has approximately 6 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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