Unclaimed Profile

Dennis Peter Lee

WILMINGTON CAPITAL SECURITIES, LLC·GARDEN CITY, New York

SIE, Series 4, Series 7, Series 14, Series 24, Series 52, Series 53, Series 667 years registeredWILMINGTON CAPITAL SECURITIES, LLC

600 OLD COUNTRY ROAD, GARDEN CITY, NY 11530CRD# 6008539Firm CRD# 133839

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Peter Lee · GARDEN CITY, NY

Registration

CRD #6008539 · WILMINGTON CAPITAL SECURITIES, LLC · 7 years registered

Brand Profile

Not yet started

Career History

WILMINGTON CAPITAL SECURITIES, LLC

Feb 2019 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 14

Series 24

Series 52

Series 53

Series 66

Registration record

First registered · February 15, 2019

Years registered · 7

Disclosure History

2017Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WILMINGTON CAPITAL SECURITIES, LLC

CRD 133839 · SEC 801-101483

AUM

$243M

Regulatory assets under management

Employees

259 client accounts

Services offered by WILMINGTON CAPITAL SECURITIES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WILMINGTON CAPITAL SECURITIES, LLC →

Introduction

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Frequently Asked Questions

What services does Dennis Peter Lee offer?

Dennis Peter Lee specializes in Financial Planning, Investment Management. Contact their office in GARDEN CITY, New York for a consultation.

What are Dennis Peter Lee's credentials?

Dennis Peter Lee is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Peter Lee located?

Dennis Peter Lee is based in GARDEN CITY, New York, working with WILMINGTON CAPITAL SECURITIES, LLC. Their office serves clients in the GARDEN CITY metropolitan area and surrounding communities.

How does Dennis Peter Lee charge for services?

Dennis Peter Lee's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WILMINGTON CAPITAL SECURITIES, LLC?

WILMINGTON CAPITAL SECURITIES, LLC has approximately 6 employees and manages $243M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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