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Richard John Urciuoli

SUMMIT PLANNING GROUP, INC.·E. SYRACUSE, New York
SIE, Series 7, Series 24, Series 6331 years registeredSUMMIT PLANNING GROUP, INC.
6674 HAMMERSMITH DR., E. SYRACUSE, NY 13057CRD# 1239283Firm CRD# 125994

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard John Urciuoli · E. SYRACUSE, NY
Registration
CRD #1239283 · SUMMIT PLANNING GROUP, INC. · 31 years registered
Brand Profile
Not yet started
01

Career History

SUMMIT PLANNING GROUP, INC.
Aug 2020 – present
LPL FINANCIAL LLC
Jun 1995 – Jul 2020
EAST SYRACUSE, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Registration record
First registered · June 9, 1995
Years registered · 31
03

Disclosure History

2023Regulatory·Final
2020Employment Separation After Allegations

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
SUMMIT PLANNING GROUP, INC.
CRD 125994 · SEC 801-122168
AUM
$104M
Regulatory assets under management
Employees
5
458 client accounts
Services offered by SUMMIT PLANNING GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SUMMIT PLANNING GROUP, INC. →
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05

Frequently Asked Questions

What services does Richard John Urciuoli offer?
Richard John Urciuoli specializes in Financial Planning, Investment Management. Contact their office in E. SYRACUSE, New York for a consultation.
What are Richard John Urciuoli's credentials?
Richard John Urciuoli is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard John Urciuoli located?
Richard John Urciuoli is based in E. SYRACUSE, New York, working with SUMMIT PLANNING GROUP, INC.. Their office serves clients in the E. SYRACUSE metropolitan area and surrounding communities.
How does Richard John Urciuoli charge for services?
Richard John Urciuoli's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SUMMIT PLANNING GROUP, INC.?
SUMMIT PLANNING GROUP, INC. has approximately 5 employees and manages $104M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
NEW YORK (4737)ROCHESTER (141)PURCHASE (87)SYRACUSE (80)ALBANY (73)BUFFALO (72)GARDEN CITY (70)MELVILLE (67)PITTSFORD (65)WHITE PLAINS (60)
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