Unclaimed Profile

Phillip Kenneth Vance

STERLING INVESTMENT COUNSEL, LLC·BUFFALO, New York

SIE, Series 6, Series 7, Series 63, Series 65, Series 66Clean record22 years registeredSTERLING INVESTMENT COUNSEL, LLC

360 DELAWARE AVENUE, BUFFALO, NY 14202CRD# 2363797Firm CRD# 282624

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Phillip Kenneth Vance · BUFFALO, NY

Registration

CRD #2363797 · STERLING INVESTMENT COUNSEL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

STERLING INVESTMENT COUNSEL, LLC

Jun 2016 – present

LPL FINANCIAL LLC

Feb 2018 – Apr 2018

FORT MILL, SC

SII INVESTMENTS, INC.

Nov 2007 – Feb 2018

BUFFALO, NY

1717 CAPITAL MANAGEMENT COMPANY

Jul 2004 – Nov 2007

BUFFALO, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Series 66

Registration record

First registered · July 7, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERLING INVESTMENT COUNSEL, LLC

CRD 282624 · SEC 801-107624

AUM

$657M

Regulatory assets under management

Employees

1,939 client accounts

Services offered by STERLING INVESTMENT COUNSEL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STERLING INVESTMENT COUNSEL, LLC →

Introduction

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Frequently Asked Questions

What services does Phillip Kenneth Vance offer?

Phillip Kenneth Vance specializes in Financial Planning, Investment Management. Contact their office in BUFFALO, New York for a consultation.

What are Phillip Kenneth Vance's credentials?

Phillip Kenneth Vance is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Phillip Kenneth Vance located?

Phillip Kenneth Vance is based in BUFFALO, New York, working with STERLING INVESTMENT COUNSEL, LLC. Their office serves clients in the BUFFALO metropolitan area and surrounding communities.

How does Phillip Kenneth Vance charge for services?

Phillip Kenneth Vance's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERLING INVESTMENT COUNSEL, LLC?

STERLING INVESTMENT COUNSEL, LLC has approximately 10 employees and manages $657M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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