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Allen F Grum

RAND CAPITAL MANAGEMENT LLC·BUFFALO, New York
Unclaimed Profile
14 LAFAYETTE SQUARE, BUFFALO, NY 14203CRD# 7134438Firm CRD# 304504
01

About

Allen F Grum is a registered financial advisor based in BUFFALO, New York, affiliated with RAND CAPITAL MANAGEMENT LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Client Types
Institutional Investors
Pension & Retirement Plans
03

Firm Overview

Firm
RAND CAPITAL MANAGEMENT LLC
RAND CAPITAL MANAGEMENT
AUM
$158M
Regulatory assets under management
Employees
9
Total firm employees
View all advisors at RAND CAPITAL MANAGEMENT LLC →
Services
Portfolio management (pooled investments)
Pension consulting
04

Background

Compensation
Percentage of AUM
Other: PERFORMANCE, TRANSACTION CLOSING, MONITORING, BOARD FEES TO GP
Regulatory
SEC/IARD CRD# 7134438
Firm CRD# 304504
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Allen F Grum offer?
Allen F Grum specializes in Investment Management, Retirement Planning. Contact their office in BUFFALO, New York for a consultation.
What are Allen F Grum's credentials?
Allen F Grum is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Allen F Grum located?
Allen F Grum is based in BUFFALO, New York, working with RAND CAPITAL MANAGEMENT LLC. Their office serves clients in the BUFFALO metropolitan area and surrounding communities.
How does Allen F Grum charge for services?
Allen F Grum's firm is compensated through percentage of aum, other: performance, transaction closing, monitoring, board fees to gp. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RAND CAPITAL MANAGEMENT LLC?
RAND CAPITAL MANAGEMENT LLC has approximately 9 employees and manages $158M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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C. Teo Balbach — MERCURY CAPITAL MANAGER III, LLCGeorge Wesley Laub — LAUB GEORGE WESLEYFrances Miley — HUDSON ADVISOR SERVICES, INC.William Norton Hudson — HUDSON ADVISOR SERVICES, INC.Charles W. Banta — MERCURY CAPITAL MANAGER III, LLC
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