RAND CAPITAL MANAGEMENT LLC

RAND CAPITAL MANAGEMENT
BUFFALO, New York·5 registered advisors·CRD# 304504
SEC# 801-1169711617-880-7494
01

Firm Overview

AUM
$158M
Regulatory assets under management
Employees
9
Total firm employees
Advisors
5
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (pooled investments)
Pension consulting
Compensation
Percentage of AUM
Other: PERFORMANCE, TRANSACTION CLOSING, MONITORING, BOARD FEES TO GP
03

Specialties

Investment ManagementRetirement Planning
04

Advisors at RAND CAPITAL MANAGEMENT LLC

5 registered advisors
Adam Gusky
BUFFALO, New York
Allen F Grum
BUFFALO, New York
Brechtel W Margaret
BUFFALO, New York
Daniel Patrick Penberthy
BUFFALO, New York
Oliver Scott Barfield
BUFFALO, New York
05

Office Locations

BUFFALO, New York
5 advisors

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Data sourced from SEC Form ADV filings. RAND CAPITAL MANAGEMENT LLC (CRD# 304504) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.