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Sanjay (nmn) Malhotra

OAK & REED CAPITAL MANAGEMENT, LLC·BROOKLYN, New York
Clean recordOAK & REED CAPITAL MANAGEMENT, LLC
122 ASHLAND PLACE, APT # 16J, BROOKLYN, NY 11201CRD# 4940150Firm CRD# 158867

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Sanjay (nmn) Malhotra · BROOKLYN, NY
Registration
CRD #4940150 · OAK & REED CAPITAL MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Sanjay (nmn) Malhotra is a registered financial advisor based in BROOKLYN, New York, affiliated with OAK & REED CAPITAL MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
OAK & REED CAPITAL MANAGEMENT, LLC
OAK & REED CAPITAL MANAGEMENT, LLC
AUM
$11M
Regulatory assets under management
Employees
—
Total firm employees
View all advisors at OAK & REED CAPITAL MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4940150
Firm CRD# 158867
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Sanjay (nmn) Malhotra offer?
Sanjay (nmn) Malhotra specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BROOKLYN, New York for a consultation.
What are Sanjay (nmn) Malhotra's credentials?
Sanjay (nmn) Malhotra is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Sanjay (nmn) Malhotra located?
Sanjay (nmn) Malhotra is based in BROOKLYN, New York, working with OAK & REED CAPITAL MANAGEMENT, LLC. Their office serves clients in the BROOKLYN metropolitan area and surrounding communities.
How does Sanjay (nmn) Malhotra charge for services?
Sanjay (nmn) Malhotra's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAK & REED CAPITAL MANAGEMENT, LLC?
OAK & REED CAPITAL MANAGEMENT, LLC is a registered investment adviser with the SEC, managing $11M in regulatory assets under management. See their Form ADV for full details.
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Other Advisors at OAK & REED CAPITAL MANAGEMENT, LLC

Ravi (nmn) Malhotra
BROOKLYN, NY

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