Unclaimed Profile

Howard Unger

SAW MILL CAPITAL L.L.C.·BRIARCLIFF MANOR, New York

Clean recordSAW MILL CAPITAL L.L.C.

555 PLEASANTVILLE RD, BRIARCLIFF MANOR, NY 10510CRD# 6022608Firm CRD# 156472

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Howard Unger · BRIARCLIFF MANOR, NY

Registration

CRD #6022608 · SAW MILL CAPITAL L.L.C.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Howard Unger is a registered financial advisor based in BRIARCLIFF MANOR, New York, affiliated with SAW MILL CAPITAL L.L.C.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Retirement Planning

Client Types

Pension & Retirement Plans

Introduction

Speak with Howard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Howard is the right fit? Take our 2-minute quiz →

Firm Overview

Firm

SAW MILL CAPITAL L.L.C.

AUM

$1.2B

Regulatory assets under management

Employees

Total firm employees

View all advisors at SAW MILL CAPITAL L.L.C. →

Services

Pension consulting

Background

Compensation

Percentage of AUM

Performance-based fees

Regulatory

SEC/IARD CRD# 6022608

Firm CRD# 156472

View on FINRA BrokerCheck →

Looking for a financial advisor in BRIARCLIFF MANOR?

Browse all registered financial advisors in BRIARCLIFF MANOR, New York or claim this profile if it's yours.

Browse BRIARCLIFF MANOR Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Howard Unger offer?

Howard Unger specializes in Retirement Planning. Contact their office in BRIARCLIFF MANOR, New York for a consultation.

What are Howard Unger's credentials?

Howard Unger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Howard Unger located?

Howard Unger is based in BRIARCLIFF MANOR, New York, working with SAW MILL CAPITAL L.L.C.. Their office serves clients in the BRIARCLIFF MANOR metropolitan area and surrounding communities.

How does Howard Unger charge for services?

Howard Unger's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SAW MILL CAPITAL L.L.C.?

SAW MILL CAPITAL L.L.C. has approximately 24 employees and manages $1.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →