Unclaimed Profile

Alex Socolof

STRATEGIC WEALTH MANAGEMENT LLC·BRIARCLIFF MANOR, New York

Series 7, Series 63, Series 65Clean record14 years registeredSTRATEGIC WEALTH MANAGEMENT LLC

555 PLEASANTVILLE RD., BRIARCLIFF MANOR, NY 10510CRD# 1017723Firm CRD# 140745

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Alex Socolof · BRIARCLIFF MANOR, NY

Registration

CRD #1017723 · STRATEGIC WEALTH MANAGEMENT LLC · 14 years registered

Brand Profile

Not yet started

Career History

STRATEGIC WEALTH MANAGEMENT LLC

Apr 2021 – present

STRATEGIC WEALTH MANAGEMENT LLC

Jun 2012 – Jun 2017

BRIARCLIFF MANOR, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · June 5, 2012

Years registered · 14

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC WEALTH MANAGEMENT LLC

CRD 140745 · SEC 801-66859

AUM

$13M

Regulatory assets under management

Employees

67 client accounts

Services offered by STRATEGIC WEALTH MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at STRATEGIC WEALTH MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Alex Socolof offer?

Alex Socolof specializes in Investment Management, Fee-Only Advisory. Contact their office in BRIARCLIFF MANOR, New York for a consultation.

What are Alex Socolof's credentials?

Alex Socolof is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Alex Socolof located?

Alex Socolof is based in BRIARCLIFF MANOR, New York, working with STRATEGIC WEALTH MANAGEMENT LLC. Their office serves clients in the BRIARCLIFF MANOR metropolitan area and surrounding communities.

How does Alex Socolof charge for services?

Alex Socolof's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC WEALTH MANAGEMENT LLC?

STRATEGIC WEALTH MANAGEMENT LLC has approximately 2 employees and manages $13M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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