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James Joseph Piangozza

TOTAL FINANCIAL ADVISORS, LLC·BETHPAGE, New York
SIE, Series 6, Series 7, Series 7TO, Series 24, Series 63, Series 65CFPCFAClean record11 years registeredTOTAL FINANCIAL ADVISORS, LLC
24 UNION AVENUE, BETHPAGE, NY 11714CRD# 2631630Firm CRD# 143998

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Joseph Piangozza · BETHPAGE, NY
Registration
CRD #2631630 · TOTAL FINANCIAL ADVISORS, LLC · 11 years registered
Brand Profile
Not yet started
01

Career History

UNITED CAPITAL FINANCIAL ADVISORS
May 2019 – present
TOTAL FINANCIAL ADVISORS, LLC
Jul 2015 – May 2019
BETHPAGE, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 7TO
Series 24
Series 63
Series 65
Registration record
First registered · July 24, 2015
Years registered · 11
Professional designations · CFP, CFA
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TOTAL FINANCIAL ADVISORS, LLC
CRD 143998 · SEC 801-67935
AUM
$203M
Regulatory assets under management
Employees
8
781 client accounts
Services offered by TOTAL FINANCIAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at TOTAL FINANCIAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does James Joseph Piangozza offer?
James Joseph Piangozza specializes in Financial Planning, Investment Management. Contact their office in BETHPAGE, New York for a consultation.
What are James Joseph Piangozza's credentials?
James Joseph Piangozza holds the following professional designations: CFP, CFA. These credentials require rigorous education, examination, and ongoing continuing education.
Where is James Joseph Piangozza located?
James Joseph Piangozza is based in BETHPAGE, New York, working with TOTAL FINANCIAL ADVISORS, LLC. Their office serves clients in the BETHPAGE metropolitan area and surrounding communities.
How does James Joseph Piangozza charge for services?
James Joseph Piangozza's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TOTAL FINANCIAL ADVISORS, LLC?
TOTAL FINANCIAL ADVISORS, LLC has approximately 8 employees and manages $203M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at TOTAL FINANCIAL ADVISORS, LLC

Joseph Piangozza
BETHPAGE, NY
Bryan Charles Duffy
BETHPAGE, NY

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