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Michael Christopher Hearn

GENESEE CAPITAL ADVISORS, LLC·AUBURN, New York
SIE, Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, Series 99TOClean record32 years registeredGENESEE CAPITAL ADVISORS, LLC
46 SOUTH STREET, AUBURN, NY 13021CRD# 2131707Firm CRD# 167353

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Michael Christopher Hearn · AUBURN, NY
Registration
CRD #2131707 · GENESEE CAPITAL ADVISORS, LLC · 32 years registered
Brand Profile
Not yet started
01

Career History

GENESEE CAPITAL ADVISORS, LLC
Dec 2020 – present
MERRILL LYNCH PIERCE FENNER & SMITH INC.
Jul 1994 – May 2005
SYRACUSE, NY
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 9
Series 10
Series 31
Series 63
Series 65
Series 99TO
Registration record
First registered · July 30, 1994
Years registered · 32
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GENESEE CAPITAL ADVISORS, LLC
CRD 167353 · SEC 801-77930
AUM
$327M
Regulatory assets under management
Employees
4
1,484 client accounts
Services offered by GENESEE CAPITAL ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GENESEE CAPITAL ADVISORS, LLC →
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05

Frequently Asked Questions

What services does Michael Christopher Hearn offer?
Michael Christopher Hearn specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in AUBURN, New York for a consultation.
What are Michael Christopher Hearn's credentials?
Michael Christopher Hearn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael Christopher Hearn located?
Michael Christopher Hearn is based in AUBURN, New York, working with GENESEE CAPITAL ADVISORS, LLC. Their office serves clients in the AUBURN metropolitan area and surrounding communities.
How does Michael Christopher Hearn charge for services?
Michael Christopher Hearn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GENESEE CAPITAL ADVISORS, LLC?
GENESEE CAPITAL ADVISORS, LLC has approximately 4 employees and manages $327M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at GENESEE CAPITAL ADVISORS, LLC

Jean Marie Hart
AUBURN, NY
Ryan Winfield Pine
AUBURN, NY

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in New York
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