Unclaimed Profile

David Joseph Ungaro

THE MONEY MEN, INC.·AMHERST, New York

SIE, Series 6, Series 7, Series 63, Series 6611 years registeredTHE MONEY MEN, INC.

4043 MAPLE ROAD, SUITE 210 A, AMHERST, NY 14226CRD# 2057015Firm CRD# 285103

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Joseph Ungaro · AMHERST, NY

Registration

CRD #2057015 · THE MONEY MEN, INC. · 11 years registered

Brand Profile

Not yet started

Career History

SOVEREIGN ASSET MANAGEMENT

Aug 2017 – present

NEXT FINANCIAL GROUP, INC.

Oct 2014 – May 2025

AMHERST, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · October 6, 2014

Years registered · 11

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

THE MONEY MEN, INC.

CRD 285103 · SEC 801-112498

AUM

$125M

Regulatory assets under management

Employees

653 client accounts

Services offered by THE MONEY MEN, INC.

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE MONEY MEN, INC. →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in AMHERST?

Browse all registered financial advisors in AMHERST, New York or claim this profile if it's yours.

Browse AMHERST Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Joseph Ungaro offer?

David Joseph Ungaro specializes in Investment Management, Fee-Only Advisory. Contact their office in AMHERST, New York for a consultation.

What are David Joseph Ungaro's credentials?

David Joseph Ungaro is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Joseph Ungaro located?

David Joseph Ungaro is based in AMHERST, New York, working with THE MONEY MEN, INC.. Their office serves clients in the AMHERST metropolitan area and surrounding communities.

How does David Joseph Ungaro charge for services?

David Joseph Ungaro's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE MONEY MEN, INC.?

THE MONEY MEN, INC. has approximately 2 employees and manages $125M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →