Unclaimed Profile

David Le Fadel

SUMMIT FINANCIAL STRATEGIES, INC·AMHERST, New York

SIE, Series 7, Series 24, Series 63, Series 65CFP13 years registeredSUMMIT FINANCIAL STRATEGIES, INC

100 CORPORATE PARKWAY, AMHERST, NY 14226-1200CRD# 1253770Firm CRD# 107818

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Le Fadel · AMHERST, NY

Registration

CRD #1253770 · SUMMIT FINANCIAL STRATEGIES, INC · 13 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SUMMIT FINANCIAL STRATEGIES, INC

WEST BRANCH CAPITAL LLC

Jul 2019 – Oct 2024

Williamsville, NY

SUMMIT FINANCIAL STRATEGIES, INC

Sep 2012 – Dec 2019

AMHERST, NY

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · September 19, 2012

Years registered · 13

Professional designation · CFP

Disclosure History

2002Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SUMMIT FINANCIAL STRATEGIES, INC

CRD 107818 · SEC 801-60102

AUM

$60M

Regulatory assets under management

Employees

71 client accounts

Services offered by SUMMIT FINANCIAL STRATEGIES, INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SUMMIT FINANCIAL STRATEGIES, INC →

Introduction

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Frequently Asked Questions

What services does David Le Fadel offer?

David Le Fadel specializes in Financial Planning, Investment Management.

What are David Le Fadel's credentials?

David Le Fadel holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is David Le Fadel located?

David Le Fadel is based in AMHERST, New York, last registered with SUMMIT FINANCIAL STRATEGIES, INC.

How does David Le Fadel charge for services?

David Le Fadel's firm is compensated through percentage of aum, hourly charges, subscription fees, other: selection of other advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SUMMIT FINANCIAL STRATEGIES, INC?

SUMMIT FINANCIAL STRATEGIES, INC has approximately 3 employees and manages $60M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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