Unclaimed Profile

Viju Philip Rajan

INDEPENDENT FAMILY OFFICE, LLC·ALBANY, New York

Series 7, Series 6615 years registeredINDEPENDENT FAMILY OFFICE, LLC

677 BROADWAY, ALBANY, NY 12207CRD# 5611394Firm CRD# 144811

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Viju Philip Rajan · ALBANY, NY

Registration

CRD #5611394 · INDEPENDENT FAMILY OFFICE, LLC · 15 years registered

Brand Profile

Not yet started

Career History

INDEPENDENT FAMILY OFFICE, LLC

Aug 2021 – present

THE AYCO COMPANY,L.P.

Jun 2011 – Jun 2012

SARATOGA SPRINGS, NY

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · June 10, 2011

Years registered · 15

Disclosure History

2012Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

INDEPENDENT FAMILY OFFICE, LLC

CRD 144811 · SEC 801-74757

AUM

$556M

Regulatory assets under management

Employees

142 client accounts

Services offered by INDEPENDENT FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at INDEPENDENT FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Viju Philip Rajan offer?

Viju Philip Rajan specializes in Financial Planning, Investment Management. Contact their office in ALBANY, New York for a consultation.

What are Viju Philip Rajan's credentials?

Viju Philip Rajan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Viju Philip Rajan located?

Viju Philip Rajan is based in ALBANY, New York, working with INDEPENDENT FAMILY OFFICE, LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.

How does Viju Philip Rajan charge for services?

Viju Philip Rajan's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is INDEPENDENT FAMILY OFFICE, LLC?

INDEPENDENT FAMILY OFFICE, LLC has approximately 15 employees and manages $556M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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