Unclaimed Profile

Toby Arthur Potterton

ATLAS PRIVATE WEALTH MANAGEMENT, LLC·ALBANY, New York

Series 6510 years registeredATLAS PRIVATE WEALTH MANAGEMENT, LLC

3 ATRIUM DRIVE, SUITE 265, ALBANY, NY 12205-6400CRD# 6311808Firm CRD# 145331

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Toby Arthur Potterton · ALBANY, NY

Registration

CRD #6311808 · ATLAS PRIVATE WEALTH MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

FOCUS PARTNERS WEALTH, LLC

Jun 2024 – present

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

Aug 2015 – Jul 2024

PUEBLO, CO

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · August 18, 2015

Years registered · 10

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ATLAS PRIVATE WEALTH MANAGEMENT, LLC

CRD 145331 · SEC 801-68444

AUM

$1.3B

Regulatory assets under management

Employees

3,633 client accounts

Services offered by ATLAS PRIVATE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ATLAS PRIVATE WEALTH MANAGEMENT, LLC →

Introduction

Speak with Toby

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Toby is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ALBANY?

Browse all registered financial advisors in ALBANY, New York or claim this profile if it's yours.

Browse ALBANY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Toby Arthur Potterton offer?

Toby Arthur Potterton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBANY, New York for a consultation.

What are Toby Arthur Potterton's credentials?

Toby Arthur Potterton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Toby Arthur Potterton located?

Toby Arthur Potterton is based in ALBANY, New York, working with ATLAS PRIVATE WEALTH MANAGEMENT, LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.

How does Toby Arthur Potterton charge for services?

Toby Arthur Potterton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ATLAS PRIVATE WEALTH MANAGEMENT, LLC?

ATLAS PRIVATE WEALTH MANAGEMENT, LLC has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →