Unclaimed Profile

Nicholas Steven Preddice

AFFINITY BST ADVISORS, LLC·ALBANY, New York

SIE, Series 6, Series 6TO, Series 7, Series 7TO, Series 24, Series 26, Series 53, Series 63, Series 65Clean record5 years registeredAFFINITY BST ADVISORS, LLC

4 TOWER PLACE, ALBANY, NY 12203CRD# 2207157Firm CRD# 283819

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Nicholas Steven Preddice · ALBANY, NY

Registration

CRD #2207157 · AFFINITY BST ADVISORS, LLC · 5 years registered

Brand Profile

Not yet started

Career History

THE AFFINITY GROUP, LLC

May 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 7TO

Series 24

Series 26

Series 53

Series 63

Series 65

Registration record

First registered · May 25, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE AFFINITY GROUP, LLC

CRD 283819 · SEC 801-107966

AUM

$157K

Regulatory assets under management

Employees

7 client accounts

Services offered by THE AFFINITY GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE AFFINITY GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Nicholas Steven Preddice offer?

Nicholas Steven Preddice specializes in Financial Planning, Investment Management. Contact their office in ALBANY, New York for a consultation.

What are Nicholas Steven Preddice's credentials?

Nicholas Steven Preddice is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Nicholas Steven Preddice located?

Nicholas Steven Preddice is based in ALBANY, New York, working with AFFINITY BST ADVISORS, LLC. Their office serves clients in the ALBANY metropolitan area and surrounding communities.

How does Nicholas Steven Preddice charge for services?

Nicholas Steven Preddice's firm is compensated through percentage of aum, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AFFINITY BST ADVISORS, LLC?

AFFINITY BST ADVISORS, LLC has approximately 5 employees and manages $157K in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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