Unclaimed Profile

Randall Leon Dry

THORNBURG INVESTMENT MANAGEMENT INC·SANTA FE, New Mexico

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record22 years registeredTHORNBURG INVESTMENT MANAGEMENT INC

2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506CRD# 2936145Firm CRD# 106357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Randall Leon Dry · SANTA FE, NM

Registration

CRD #2936145 · THORNBURG INVESTMENT MANAGEMENT INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THORNBURG INVESTMENT MANAGEMENT INC

THORNBURG INVESTMENT MANAGEMENT INC

May 2004 – Apr 2024

SANTA FE, NM

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · May 17, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THORNBURG INVESTMENT MANAGEMENT INC

CRD 106357 · SEC 801-17853

AUM

$41.8B

Regulatory assets under management

Employees

202

750 client accounts

Services offered by THORNBURG INVESTMENT MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at THORNBURG INVESTMENT MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Randall Leon Dry offer?

Randall Leon Dry specializes in Investment Management, Retirement Planning, Wealth Management.

What are Randall Leon Dry's credentials?

Randall Leon Dry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Randall Leon Dry located?

Randall Leon Dry is based in SANTA FE, New Mexico, last registered with THORNBURG INVESTMENT MANAGEMENT INC.

How does Randall Leon Dry charge for services?

Randall Leon Dry's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THORNBURG INVESTMENT MANAGEMENT INC?

THORNBURG INVESTMENT MANAGEMENT INC has approximately 202 employees and manages $41.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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