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Harold Garrett Thornburg

THORNBURG INVESTMENT MANAGEMENT INC·SANTA FE, New Mexico
SIE, Series 6TO, Series 7, Series 7TO, Series 24, Series 26, Series 63Clean recordTHORNBURG INVESTMENT MANAGEMENT INC
2300 NORTH RIDGETOP ROAD, SANTA FE, NM 87506CRD# 702672Firm CRD# 106357

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Harold Garrett Thornburg · SANTA FE, NM
Registration
CRD #702672 · THORNBURG INVESTMENT MANAGEMENT INC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 6TO
Series 7
Series 7TO
Series 24
Series 26
Series 63
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
THORNBURG INVESTMENT MANAGEMENT INC
CRD 106357 · SEC 801-17853
AUM
$41.8B
Regulatory assets under management
Employees
202
750 client accounts
Services offered by THORNBURG INVESTMENT MANAGEMENT INC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
Pension & Retirement Plans
View all advisors at THORNBURG INVESTMENT MANAGEMENT INC →
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Frequently Asked Questions

What services does Harold Garrett Thornburg offer?
Harold Garrett Thornburg specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in SANTA FE, New Mexico for a consultation.
What are Harold Garrett Thornburg's credentials?
Harold Garrett Thornburg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Harold Garrett Thornburg located?
Harold Garrett Thornburg is based in SANTA FE, New Mexico, working with THORNBURG INVESTMENT MANAGEMENT INC. Their office serves clients in the SANTA FE metropolitan area and surrounding communities.
How does Harold Garrett Thornburg charge for services?
Harold Garrett Thornburg's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is THORNBURG INVESTMENT MANAGEMENT INC?
THORNBURG INVESTMENT MANAGEMENT INC has approximately 202 employees and manages $41.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at THORNBURG INVESTMENT MANAGEMENT INC

William Allan Rogers
SANTA FE, NM
Brian John Mcmahon
SANTA FE, NM
Jason Henry Brady
SANTA FE, NM
Nimish Sanjay Bhatt
SANTA FE, NM
Randall Leon Dry
SANTA FE, NM

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