Unclaimed Profile

Stewart Anderson Gardner

THE STONEHARBOR GROUP, LLC·SANTA FE, New Mexico

Series 65Clean record24 years registeredTHE STONEHARBOR GROUP, LLC

433 PASEO DE PERALTA, SANTA FE, NM 87501CRD# 4409665Firm CRD# 119982

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stewart Anderson Gardner · SANTA FE, NM

Registration

CRD #4409665 · THE STONEHARBOR GROUP, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE STONEHARBOR GROUP, LLC

RAM TRUST SERVICES INC

Sep 2006 – Dec 2007

PORTLAND, ME

STONEHARBOR INVESTMENT GROUP, LLC

Apr 2002 – Oct 2016

SANTA FE, NM

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 5, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE STONEHARBOR GROUP, LLC

CRD 119982 · SEC 801-69809

AUM

$81M

Regulatory assets under management

Employees

85 client accounts

Services offered by THE STONEHARBOR GROUP, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at THE STONEHARBOR GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Stewart Anderson Gardner offer?

Stewart Anderson Gardner specializes in Investment Management, Wealth Management.

What are Stewart Anderson Gardner's credentials?

Stewart Anderson Gardner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stewart Anderson Gardner located?

Stewart Anderson Gardner is based in SANTA FE, New Mexico, last registered with THE STONEHARBOR GROUP, LLC.

How does Stewart Anderson Gardner charge for services?

Stewart Anderson Gardner's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE STONEHARBOR GROUP, LLC?

THE STONEHARBOR GROUP, LLC has approximately 1 employees and manages $81M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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