Unclaimed Profile

Kimberly Ann Griego-Kiel

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.·SANTA FE, New Mexico

Series 7, Series 24, Series 63, Series 6524 years registeredHORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

535 CERRILLOS ROAD, SANTA FE, NM 87501CRD# 3165735Firm CRD# 164970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kimberly Ann Griego-Kiel · SANTA FE, NM

Registration

CRD #3165735 · HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

Apr 2013 – Feb 2024

SANTA FE, NM

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sep 2007 – Jul 2013

SANTA FE, NM

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

Mar 2002 – Dec 2007

SANTA FE, NM

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · March 5, 2002

Years registered · 24

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

CRD 164970 · SEC 801-120599

AUM

$134M

Regulatory assets under management

Employees

740 client accounts

Services offered by HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Kimberly Ann Griego-Kiel offer?

Kimberly Ann Griego-Kiel specializes in Financial Planning, Investment Management.

What are Kimberly Ann Griego-Kiel's credentials?

Kimberly Ann Griego-Kiel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kimberly Ann Griego-Kiel located?

Kimberly Ann Griego-Kiel is based in SANTA FE, New Mexico, last registered with HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC..

How does Kimberly Ann Griego-Kiel charge for services?

Kimberly Ann Griego-Kiel's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.?

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. has approximately 5 employees and manages $134M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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