Unclaimed Profile

Johann Albert Klaassen

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.·SANTA FE, New Mexico

Series 6, Series 63, Series 65Clean record24 years registeredHORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

535 CERRILLOS ROAD, SANTA FE, NM 87501CRD# 4280579Firm CRD# 164970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Johann Albert Klaassen · SANTA FE, NM

Registration

CRD #4280579 · HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

Jan 2025 – present

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

May 2013 – Dec 2024

SANTA FE, NM

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jan 2013 – Jul 2013

PALMER LAKE, CO

FIRST AFFIRMATIVE FINANCIAL NETWORK LLC

Jun 2002 – Jan 2013

COLORADO SPRINGS, CO

Registrations & Exams

FINRA examinations passed

Series 6

Series 63

Series 65

Registration record

First registered · June 21, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

CRD 164970 · SEC 801-120599

AUM

$134M

Regulatory assets under management

Employees

740 client accounts

Services offered by HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Johann Albert Klaassen offer?

Johann Albert Klaassen specializes in Financial Planning, Investment Management. Contact their office in SANTA FE, New Mexico for a consultation.

What are Johann Albert Klaassen's credentials?

Johann Albert Klaassen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Johann Albert Klaassen located?

Johann Albert Klaassen is based in SANTA FE, New Mexico, working with HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.. Their office serves clients in the SANTA FE metropolitan area and surrounding communities.

How does Johann Albert Klaassen charge for services?

Johann Albert Klaassen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.?

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. has approximately 5 employees and manages $134M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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