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Johann Albert Klaassen

HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.·SANTA FE, New Mexico
Clean recordHORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
535 CERRILLOS ROAD, SANTA FE, NM 87501CRD# 4280579Firm CRD# 164970

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Johann Albert Klaassen · SANTA FE, NM
Registration
CRD #4280579 · HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Johann Albert Klaassen is a registered financial advisor based in SANTA FE, New Mexico, affiliated with HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.
AUM
$134M
Regulatory assets under management
Employees
5
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4280579
Firm CRD# 164970
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Johann Albert Klaassen offer?
Johann Albert Klaassen specializes in Financial Planning, Investment Management. Contact their office in SANTA FE, New Mexico for a consultation.
What are Johann Albert Klaassen's credentials?
Johann Albert Klaassen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Johann Albert Klaassen located?
Johann Albert Klaassen is based in SANTA FE, New Mexico, working with HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.. Their office serves clients in the SANTA FE metropolitan area and surrounding communities.
How does Johann Albert Klaassen charge for services?
Johann Albert Klaassen's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC.?
HORIZONS SUSTAINABLE FINANCIAL SERVICES, INC. has approximately 5 employees and manages $134M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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