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Ralph William Hicks

OAKMONT ADVISORY GROUP, LLC·ALBUQUERQUE, New Mexico
Series 6, Series 7, Series 63, Series 65ChFC14 years registeredOAKMONT ADVISORY GROUP, LLC
2001 CARLISLE BLVD NE, ALBUQUERQUE, NM 87110-4939CRD# 1500855Firm CRD# 158890

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Ralph William Hicks · ALBUQUERQUE, NM
Registration
CRD #1500855 · OAKMONT ADVISORY GROUP, LLC · 14 years registered
Brand Profile
Not yet started
01

Career History

OAKMONT ADVISORY GROUP, LLC
Nov 2011 – present
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 63
Series 65
Registration record
First registered · November 3, 2011
Years registered · 14
Professional designation · ChFC
03

Disclosure History

2013Regulatory·Final
2011Customer Dispute·Closed-No Action

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
OAKMONT ADVISORY GROUP, LLC
CRD 158890 · SEC 801-128685
AUM
$108M
Regulatory assets under management
Employees
7
1,021 client accounts
Services offered by OAKMONT ADVISORY GROUP, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at OAKMONT ADVISORY GROUP, LLC →
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05

Frequently Asked Questions

What services does Ralph William Hicks offer?
Ralph William Hicks specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ALBUQUERQUE, New Mexico for a consultation.
What are Ralph William Hicks's credentials?
Ralph William Hicks holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Ralph William Hicks located?
Ralph William Hicks is based in ALBUQUERQUE, New Mexico, working with OAKMONT ADVISORY GROUP, LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.
How does Ralph William Hicks charge for services?
Ralph William Hicks's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is OAKMONT ADVISORY GROUP, LLC?
OAKMONT ADVISORY GROUP, LLC has approximately 7 employees and manages $108M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at OAKMONT ADVISORY GROUP, LLC

David Bradford Hicks
ALBUQUERQUE, NM

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