Unclaimed Profile

James Robert Karberg

REDW WEALTH LLC·ALBUQUERQUE, New Mexico

SIE, Series 7, Series 9, Series 10, Series 31, Series 66CFPClean record26 years registeredREDW WEALTH LLC

8801 HORIZON BLVD NE, SUITE 401, ALBUQUERQUE, NM 87113CRD# 4125416Firm CRD# 109446

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Robert Karberg · ALBUQUERQUE, NM

Registration

CRD #4125416 · REDW WEALTH LLC · 26 years registered

Brand Profile

Not yet started

Career History

REDW WEALTH LLC

Oct 2024 – present

AVANTAX ADVISORY SERVICES

Oct 2019 – Sep 2024

IRVING, TX

1ST GLOBAL ADVISORS INC

Feb 2018 – Oct 2019

PHOENIX, AZ

ALLSTATE FINANCIAL ADVISORS, LLC

Jun 2017 – Jan 2018

Cave Creek, AZ

STRATEGIC ADVISERS, INC.

Feb 2015 – Jan 2017

SCOTTSDALE, AZ

CHARLES SCHWAB & CO., INC.

Jun 2013 – Feb 2015

BELLEVUE, WA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Oct 2003 – May 2005

LAS VEGAS, NV

WELLS FARGO INVESTMENTS, LLC

Oct 2002 – Nov 2003

LAS VEGAS, NV

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Apr 2000 – Oct 2002

LAS VEGAS, NV

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 31

Series 66

Registration record

First registered · April 17, 2000

Years registered · 26

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

REDW WEALTH LLC

CRD 109446 · SEC 801-57516

AUM

$1.0B

Regulatory assets under management

Employees

1,227 client accounts

Services offered by REDW WEALTH LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at REDW WEALTH LLC →

Introduction

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Frequently Asked Questions

What services does James Robert Karberg offer?

James Robert Karberg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in ALBUQUERQUE, New Mexico for a consultation.

What are James Robert Karberg's credentials?

James Robert Karberg holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is James Robert Karberg located?

James Robert Karberg is based in ALBUQUERQUE, New Mexico, working with REDW WEALTH LLC. Their office serves clients in the ALBUQUERQUE metropolitan area and surrounding communities.

How does James Robert Karberg charge for services?

James Robert Karberg's firm is compensated through percentage of aum, hourly charges, subscription fees, other: negotiated fees for bundled services. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is REDW WEALTH LLC?

REDW WEALTH LLC has approximately 14 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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