Unclaimed Profile

Mary Caye Mccourt

PROSPECT CAPITAL SERVICES, INC.·WESTFIELD, New Jersey

Clean recordPROSPECT CAPITAL SERVICES, INC.

316 EAST BROAD STREET, WESTFIELD, NJ 07090CRD# 4900616Firm CRD# 290102

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mary Caye Mccourt · WESTFIELD, NJ

Registration

CRD #4900616 · PROSPECT CAPITAL SERVICES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Mary Caye Mccourt is a registered financial advisor based in WESTFIELD, New Jersey, affiliated with PROSPECT CAPITAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

PROSPECT CAPITAL SERVICES, INC.

WESTFIELD FINANCIAL PLANNING

AUM

$191M

Regulatory assets under management

Employees

Total firm employees

View all advisors at PROSPECT CAPITAL SERVICES, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 4900616

Firm CRD# 290102

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Mary Caye Mccourt offer?

Mary Caye Mccourt specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTFIELD, New Jersey for a consultation.

What are Mary Caye Mccourt's credentials?

Mary Caye Mccourt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Mary Caye Mccourt located?

Mary Caye Mccourt is based in WESTFIELD, New Jersey, working with PROSPECT CAPITAL SERVICES, INC.. Their office serves clients in the WESTFIELD metropolitan area and surrounding communities.

How does Mary Caye Mccourt charge for services?

Mary Caye Mccourt's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PROSPECT CAPITAL SERVICES, INC.?

PROSPECT CAPITAL SERVICES, INC. has approximately 5 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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