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PROSPECT CAPITAL SERVICES, INC.
PROSPECT CAPITAL SERVICES, INC.
WESTFIELD FINANCIAL PLANNING
WESTFIELD, New Jersey
·
5 registered advisors
·
CRD# 290102
SEC# 801-111888
0
908-379-2706
01
Firm Overview
AUM
$191M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
5
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
Compensation
Percentage of AUM
Hourly charges
Subscription fees
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at PROSPECT CAPITAL SERVICES, INC.
5 registered advisors
Daniel M. Song
WESTFIELD, New Jersey
CRD# 5706414
Gerald John Ricciardo
WESTFIELD, New Jersey
CRD# 6012314
Mark Frederick Swingle
WESTFIELD, New Jersey
CRD# 2785218
Mary Caye Mccourt
WESTFIELD, New Jersey
CRD# 4900616
Timothy Huynh
WESTFIELD, New Jersey
CRD# 5950209
05
Office Locations
WESTFIELD, New Jersey
5 advisors
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Data sourced from SEC Form ADV filings. PROSPECT CAPITAL SERVICES, INC. (CRD# 290102) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.