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Gerald John Ricciardo

PROSPECT CAPITAL SERVICES, INC.·WESTFIELD, New Jersey
Unclaimed Profile
133 PROSPECT STREET, WESTFIELD, NJ 07090CRD# 6012314Firm CRD# 290102
01

About

Gerald John Ricciardo is a registered financial advisor based in WESTFIELD, New Jersey, affiliated with PROSPECT CAPITAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
PROSPECT CAPITAL SERVICES, INC.
WESTFIELD FINANCIAL PLANNING
AUM
$191M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at PROSPECT CAPITAL SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Market timing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6012314
Firm CRD# 290102
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Gerald John Ricciardo offer?
Gerald John Ricciardo specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in WESTFIELD, New Jersey for a consultation.
What are Gerald John Ricciardo's credentials?
Gerald John Ricciardo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gerald John Ricciardo located?
Gerald John Ricciardo is based in WESTFIELD, New Jersey, working with PROSPECT CAPITAL SERVICES, INC.. Their office serves clients in the WESTFIELD metropolitan area and surrounding communities.
How does Gerald John Ricciardo charge for services?
Gerald John Ricciardo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PROSPECT CAPITAL SERVICES, INC.?
PROSPECT CAPITAL SERVICES, INC. has approximately 5 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in WESTFIELD
Steven Joseph Giacona — ROUND TABLE SERVICES, LLCRobert Clifford Davis — ROUND TABLE SERVICES, LLCBrian James Power — GATEWAY ADVISORY, LLCJay Harold Flamme — GATEWAY ADVISORY, LLCLori Ann Weston — SL ADVISORS, LLC
Nearby cities in New Jersey
PRINCETON (218)NEWARK (200)SUMMIT (178)JERSEY CITY (156)RED BANK (136)
City Guides
PRINCETON GuideNEWARK GuideSUMMIT GuideJERSEY CITY GuideRED BANK Guide
Research
Advisor Fees in New JerseyNational Fee Analysis
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