Unclaimed Profile

Simon Anthony Lack

SL ADVISORS, LLC·WESTFIELD, New Jersey

Series 24, Series 63, Series 65Clean record16 years registeredSL ADVISORS, LLC

220 LENOX AVENUE, WESTFIELD, NJ 07090CRD# 4334366Firm CRD# 151495

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Simon Anthony Lack · WESTFIELD, NJ

Registration

CRD #4334366 · SL ADVISORS, LLC · 16 years registered

Brand Profile

Not yet started

Career History

SL ADVISORS, LLC

Oct 2009 – present

Registrations & Exams

FINRA examinations passed

Series 24

Series 63

Series 65

Registration record

First registered · October 5, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SL ADVISORS, LLC

CRD 151495 · SEC 801-80396

AUM

$314M

Regulatory assets under management

Employees

58 client accounts

Services offered by SL ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Market timing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at SL ADVISORS, LLC →

Introduction

Speak with Simon

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Simon is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WESTFIELD?

Browse all registered financial advisors in WESTFIELD, New Jersey or claim this profile if it's yours.

Browse WESTFIELD Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Simon Anthony Lack offer?

Simon Anthony Lack specializes in Investment Management, Retirement Planning, Wealth Management, Fee-Only Advisory. Contact their office in WESTFIELD, New Jersey for a consultation.

What are Simon Anthony Lack's credentials?

Simon Anthony Lack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Simon Anthony Lack located?

Simon Anthony Lack is based in WESTFIELD, New Jersey, working with SL ADVISORS, LLC. Their office serves clients in the WESTFIELD metropolitan area and surrounding communities.

How does Simon Anthony Lack charge for services?

Simon Anthony Lack's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SL ADVISORS, LLC?

SL ADVISORS, LLC has approximately 4 employees and manages $314M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →