Unclaimed Profile

David Tepp

TEPP RIA LLC·WESTFIELD, New Jersey

SIE, Series 7, Series 63Clean record13 years registeredTEPP RIA LLC

208-210 ELMER STREET, WESTFIELD, NJ 07090CRD# 6146562Firm CRD# 283899

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Tepp · WESTFIELD, NJ

Registration

CRD #6146562 · TEPP RIA LLC · 13 years registered

Brand Profile

Not yet started

Career History

TEPP WEALTH MANAGEMENT

Jun 2016 – present

SIGNATOR INVESTORS, INC.

Apr 2013 – Jun 2016

WESTFIELD, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Registration record

First registered · April 16, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TEPP RIA LLC

CRD 283899 · SEC 801-131621

AUM

$149M

Regulatory assets under management

Employees

754 client accounts

Services offered by TEPP RIA LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TEPP RIA LLC →

Introduction

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Frequently Asked Questions

What services does David Tepp offer?

David Tepp specializes in Financial Planning, Investment Management. Contact their office in WESTFIELD, New Jersey for a consultation.

What are David Tepp's credentials?

David Tepp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Tepp located?

David Tepp is based in WESTFIELD, New Jersey, working with TEPP RIA LLC. Their office serves clients in the WESTFIELD metropolitan area and surrounding communities.

How does David Tepp charge for services?

David Tepp's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TEPP RIA LLC?

TEPP RIA LLC has approximately 2 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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