Unclaimed Profile

Travis Morgan Cimino

COMPASS PRIVATE WEALTH GROUP LLC·SHORT HILLS, New Jersey

SIE, Series 6, Series 6TO, Series 7, Series 7TO, Series 63, Series 65Clean record7 years registeredCOMPASS PRIVATE WEALTH GROUP LLC

51 JFK PARKWAY, SHORT HILLS, NJ 07078CRD# 6832911Firm CRD# 316785

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Travis Morgan Cimino · SHORT HILLS, NJ

Registration

CRD #6832911 · COMPASS PRIVATE WEALTH GROUP LLC · 7 years registered

Brand Profile

Not yet started

Career History

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Nov 2024 – present

COMPASS PRIVATE WEALTH GROUP LLC

Nov 2021 – Aug 2024

SHORT HILLS, NJ

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

May 2019 – Nov 2021

FLORHAM PARK, NJ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 7TO

Series 63

Series 65

Registration record

First registered · May 30, 2019

Years registered · 7

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMPASS PRIVATE WEALTH GROUP LLC

CRD 316785 · SEC 801-122513

AUM

$70M

Regulatory assets under management

Employees

95 client accounts

Services offered by COMPASS PRIVATE WEALTH GROUP LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMPASS PRIVATE WEALTH GROUP LLC →

Introduction

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Frequently Asked Questions

What services does Travis Morgan Cimino offer?

Travis Morgan Cimino specializes in Financial Planning, Investment Management. Contact their office in SHORT HILLS, New Jersey for a consultation.

What are Travis Morgan Cimino's credentials?

Travis Morgan Cimino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Travis Morgan Cimino located?

Travis Morgan Cimino is based in SHORT HILLS, New Jersey, working with COMPASS PRIVATE WEALTH GROUP LLC. Their office serves clients in the SHORT HILLS metropolitan area and surrounding communities.

How does Travis Morgan Cimino charge for services?

Travis Morgan Cimino's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMPASS PRIVATE WEALTH GROUP LLC?

COMPASS PRIVATE WEALTH GROUP LLC has approximately 3 employees and manages $70M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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